Policy Capacity: A Scoping Review of Definitions, Conceptual Frameworks, Applications, and Future Research Directions
Keywords:
policy capacity, scoping review, public policy process, public policyAbstract
The concept of policy capacity emerges as a pivotal approach for improving the efficacy and flexibility of public policies. Despite its significance, ambiguity surrounds its definitions and applications within research. Therefore, this paper aims to explore definitions, conceptual frameworks, measurement tools, case examples, and propose future research directions on policy capacity. A scoping review was conducted to search for articles in the SCOPUS database, yielding 213 relevant articles, out of which 29 were screened and included in this review. The analysis is divided into two parts: the first part focuses on definitions, conceptual frameworks, and the measurement of policy capacity, covering 15 articles, while the second part deals with the practical application of concepts across four main categories—public health systems, environmental governance, public administration and social policy, and inter-organizational collaboration, encompassing a total of 14 articles. The research findings indicate that the definition of policy capacity extends beyond the policy implementation phase, covering all stages in the public policy process. The framework for analyzing policy capabilities comprises three dimensions of government sector capability—analytical, operational, and political capacities—integrated across three levels: individual, organizational, and structural, to collectively drive policy towards achieving its objectives. It was also found that there are at least two analytical frameworks that researchers can apply: the policy capability analysis framework, from the studies of Wu et al. (2017) and Brenton et al. (2023), and the policy capability measurement framework of Hartley and Zhang (2018), which presents a method for measuring capacity that is useful for more empirical analysis of policy capacity levels. Finally, this article presents research directions on policy capacity to guide researchers towards a deeper understanding and effective application of policy capacity frameworks in diverse contexts.
References
Allred, S., Stedman, R., Heady, L., & Strong, K. (2021). Incorporating Biodiversity in Municipal Land-Use Planning: An Assessment of Technical Assistance, Policy Capacity, and Conservation Outcomes in New York’s Hudson Valley. Land Use Policy, 104, Article 105344. https://doi.org/10.1016/j.landusepol.2021.105344
Anderson, G. (1996). The New Focus on the Policy Capacity of the Federal Government. Canadian Public Administration, 39(4), 469-488. https://doi.org/10.1111/j.1754-7121.1996.tb00146.x
Angel, H. (2015). Measuring Policy Analytical Capacity for the Environment: A Case for Engaging New Actors. Policy and Society, 34(3-4), 197-208. https://doi.org/10.1016/j.polsoc. 2015.09.003
Arksey, H., & O'malley, L. (2005). Scoping Studies: Towards a Methodological Framework. International Journal of Social Research Methodology, 8(1), 19-32. https://doi.org/10.1080/1364557032000119616
Bakvis, H. (2000). Rebuilding Policy Capacity in the Era of the Fiscal Dividend: A Report from Canada. Governance, 13(1), 71-103. https://doi.org/10.1111/0952-1895.00124
Belyaeva, N. (2018). The Dynamic Nature of Policy Capacity: Internet Policy in Italy, Belarus, and Russia. In Policy Capacity and Governance: Assessing Governmental Competences and Capabilities in Theory and Practice (pp. 411-439). https://doi.org/10.1007/978-3-319-54675-9_18
Brenton, S. (2018). Policy Capacity Within a Federation: The Case of Australia. In Policy Capacity and Governance: Assessing Governmental Competences and Capabilities in Theory and Practice (pp. 337-358). https://doi.org/10.1007/978-3-319-54675-9_15
Brenton, S., Baekkeskov, E., & Hannah, A. (2023). Policy Capacity: Evolving Theory and Missing Links. Policy Studies, 44(3), 297-315. https://doi.org/10.1080/01442872.2022.2043266
Craft, J., & Howlett, M. (2012). Subsystem Structures, shifting mandates and Policy Capacity: Assessing Canada’s ability to adapt to climate change. Canadian Political Science Review, 6(1), 3-14. https://doi.org/10.24124/c677/2012367
Daugbjerg, C., & Halpin, D. (2010). Generating Policy Capacity in Emerging Green Industries: The Development of Organic Farming in Denmark and Australia. Journal of Environmental Policy & Planning, 12(2), 141-157. https://doi.org/10.1080/ 15239081003719201
Denis, J. L., Brown, L., Forest, P. G., Normandin, J. M., Cambourieu, C., Cannizzaro, V., & Preval, J. (2015). Policy capacity for health system reform. ENAP & Nova Scotia Health Research Foundation. Retrieved from http://recherche.enap.ca/cerberus/files/ nouvelles/documents/La_recherche/PolicyCapacitySynthesis_2015-10-29.pdf
Forest, P. G., Denis, J. L., Brown, L. D., & Helms, D. (2015). Health Reform Requires Policy Capacity. International Journal of Health Policy and Management, 4(5), 265. https://doi.org/10.15171/ijhpm.2015.85
Forest, P. G., Denis, J. L., Brown, L. D., & Helms, D. (2015). Health Reform Requires Policy Capacity. International Journal of Health Policy and Management, 4(5), 265. https://doi.org/10.15171/ijhpm.2015.85
Gaspay, S. M., Tiglao, N. C., Tacderas, M. A., Tolentino, N. J., & Ng, A. C. (2023). Reforms in Metro Manila's Bus Transport System hastened by the Covid-19 Pandemic: A policy Capacity analysis of the EDSA busway. Research in Transportation Economics, 100, Article 101305. https://doi.org/10.1016/j.retrec.2023.101305
Gen, S., & Wright, A. C. (2015). Policy Capacity is Necessary but not Sufficient: Comment on "Health Reform Requires Policy Capacity". International Journal of Health Policy and Management, 4(12), 837. https://doi.org/10.15171/ijhpm.2015.145
Gleeson, D., Legge, D., O'Neill, D., & Pfeffer, M. (2011). Negotiating Tensions in Developing Organizational Policy Capacity: Comparative Lessons to be drawn. Journal of Comparative Policy Analysis: Research and Practice, 13(3), 237-263. https://doi.org/10.1080/ 13876988.2011.565912
Hartley, K., & Zhang, J. (2018). Measuring Policy Capacity Through Governance Indices. In X. Wu, M. Howlett, & M. Ramesh (Eds.), Policy Capacity and Governance (Studies in the Political Economy of Public Policy). Palgrave Macmillan, Cham. https://doi.org/ 10.1007/978-3-319-54675-9_4
Hartley, K., & Zhang, J. (2018). Measuring Policy Capacity Through Governance Indices. In X. Wu, M. Howlett, & M. Ramesh (Eds.), Policy Capacity and Governance (Studies in the Political Economy of Public Policy) (pp. 411-439). Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-54675-9_4
Husain, L., Bloom, G., & Xiao, Y. (2023). Building Policy Capacity for Managing Rapid, Complex Change in China’s health system. Policy and Society, 42(1), 28-48. https://doi.org/ 10.1080/14494035.2021.1933336
Levac, D., Colquhoun, H., & O'Brien, K. K. (2010). Scoping Studies: Advancing the Methodology. Implementation Science, 5, Article 69. https://doi.org/10.1186/1748-5908-5-69
Levasseur, K. (2015). Moving Mountains and applying Band-Aids: The State of Policy Capacity in Canada. Canadian Political Science Review, 8(2), 1-16. https://doi.org/10.24124/ c677/2014533
Mukherjee, I., Coban, M. K., & Bali, A. S. (2021). Policy Capacities and Effective Policy Design: A review. Policy Sciences, 54(2), 243-268. https://doi.org/10.1007/s11077-021-09420-8
Painter, M., & Pierre, J. (2005). Unpacking policy capacity: Issues and themes. In Challenges to State Policy Capacity: Global Trends and Comparative Perspectives (pp. 1-18). Palgrave Macmillan UK. https://doi.org/10.1057/9780230524194_1
Parsons, W. (2004). Not just Steering but Weaving: Relevant Knowledge and the Craft of Building Policy Capacity and Coherence. Australian Journal of Public Administration, 63(1), 43–57. https://doi.org/10.1111/j.1467-8500.2004.00358.x
Pauly, L. W. (2014). Governing Global Risks: The evolution of policy capacity in the financial sector. Wissenschaftszentrum für Sozialforschung, Berlin (SP IV 2014), 103. https://dx.doi.org/10.2139/ssrn.2183937
Peters, B. G. (2015). Policy Capacity in Public Administration. Policy and Society, 34(3-4), 219-228. https://doi.org/10.1016/j.polsoc.2015.09.005
Qian, J. (2021). Policy Capacity in China’s Social Policy Reform. In The Political Economy of Making and Implementing Social Policy in China (pp. 101-125). https://doi.org/10.1007 /978-981-16-5025-3_5
Regonini, G. (2017). Governmentalities without Policy Capacity. Policy Sciences, 50, 163-178. https://doi.org/10.1007/s11077-017-9283-3
Saddi, F. D. C., Peckham, S., Bloom, G., Turnbull, N., Coelho, V. S., & Denis, J. L. (2023). Employing the Policy CapacityFramework for Health System Strengthening. Policy and Society, 42(1), 1-13. https://doi.org/10.1093/polsoc/puac031
Sapeha, H., Wellstead, A., & Evans, B. (2020). Peering into the Black Box of Government Policy Work: The challenge of Governance and Policy Capacity. Canadian Political Science Review, 13(1), 1-33. https://doi.org/10.24124/c677/20191612
Siriprakob, P., & Na Ayudhya, P. M. (2018). Hollow State?: A Case Study of Privately-run Elderly Residences in Japan. jsn Journal, 8(1), 101-123.https://doi.org/10.14456/ jsnjournal.2018.17 (in Thai)
Tan, S. Y. (2019). Bureaucratic Autonomy and Policy Capacity in the Implementation of Capitation Payment Systems in Primary Healthcare: Comparative Case Studies of Three Districts in Central Java, Indonesia. Journal of Asian Public Policy, 12(3), 330-350. https://doi.org/10.1080/17516234.2018.1459150
Williams, R. A. (2012). Operationalizing ‘Policy Capacity’: A Case Study of Climate Change Adaptation in Canadian Finance Agencies. Canadian Political Science Review, 6(1), 65-74. https://doi.org/10.24124/c677/2012375
Wu, X., Ramesh, M., & Howlett, M. (2017). Policy capacity: A Conceptual Framework for Understanding Policy Competences and Capabilities. Policy and Society, 34(3-4), 165-171. https://doi.org/10.1016/j.polsoc.2015.09.001
Downloads
Published
How to Cite
Issue
Section
License
Copyright (c) 2024 Local Administration Journal
This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
The copyright of all articles published in the Local Administration Journalis owned by the College of Local Administration, Khon Kaen University.